Pruning the Branches of Government
Wednesday, June 28, 2006
Branches of Government | |||
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Seperation of Powers
The separation of powers (or trias politica, a term coined by French political thinker Montesquieu) is a model for the governance of the state. This same principle is applied in non-political realms under the term separation of duties.
Montesquieu proposed division of political power between an executive, a legislature, and a judiciary. Under this model, each branch has separate and independent powers and areas of responsibility; however, each branch is also able to place limits on the power exerted by the other branches.
The United States
Main article: Separation of powers under the United States Constitution
In drafting the United States Constitution, the framers are believed to have included the best features of many concepts including the then-new concept of the separation of powers. The concept is also prominent in the state governments of the United States; as colonies of Britain, the founding fathers felt that the American states had suffered an abuse of the broad power of the monarchy. As a remedy, the American Constitution limits the powers of the federal government through several means, but in particular by dividing up the power of the government among three competing branches of government. Each branch checks the actions of the others and balances their powers in some way.
Branch Constitutional Powers Executive counterbalance Legislative counterbalance Judicial counterbalance Executive
(President)
- Operational command of government services and contracts
- Sole power to wage war (operational command of the military)
- Responsibility for negotiating treaties
- Power to appoint judges, diplomats, cabinet, and department heads
- Police powers of arrest, detainment, and search
- Prosecutes crimes
- Collects taxes
- Civilian and military chains of command constrain low-level executive officials to obey the policies of high-level non-executive officials.
- Extensive bureaucracy limits ability of executive to make extensive changes in operational practices.
- Power to determine what laws exist
- Power to write laws to constrain the internal operation of government
- Power to write laws limiting searches, arrests, and detentions
- Power to make laws concerning what regulations may be declared by the executive
- Power to declare war
- Responsibility for ratifying treaties (Senate)
- Responsibility for confirming executive appointments (Senate)
- Power to set the budget of the executive
- Power to impeach and remove executive officers (two-thirds majority)
- Power to set limits
- Acts as a neutral mediator when the executive brings criminal or civil enforcement actions, and has the power to stop inappropriate enforcement
- Issues warrants for searches and arrests
- May declare actions of the executive to be illegal and/or unconstitutional
- Determines which laws apply to any given case
Legislative
(Congress)
- Power to write laws
- Power to enact taxes, authorize borrowing, and set the budget
- Sole power to declare war
- Various other powers of the federal government
- Subpoena (investigative) power
- Power to confirm Supreme Court judges and Executive cabinet officials
- May veto laws (but this may be overridden by a two-thirds majority in both houses)
- May refuse to enforce certain laws
- May refuse to spend money allocated for certain purposes
- Sole power to wage war (operational command of the military)
- Responsibility for making declarations (for example, declaring a state of emergency) and promulgating lawful regulations and executive orders
- Executive privilege (refusal to submit to legislative subpoena)
- Use of the bully pulpit to propose and advocate for laws
- Each house is responsible for policing its own members.
- Powers internal to the legislature are split between its two houses, the Senate and the House of Representatives. Only the House may originate spending bills. Only the House may impeach the President, but only the Senate may remove him or her from office. Only the Senate approves treaties and nominees.
- Each house can prevent the other from passing any law.
- May declare laws unconstitutional and unenforceable
- Determines which laws apply to any given case
Judicial
(Supreme Court)
- Sole power to interpret the law and apply it to particular disputes
- Power to determine the disposition of prisoners
- Appointed for life
- Power to compel testimony and the production of documents
- Responsibility to appoint judges
- Power to grant pardons to federal offenders
- Sole Federal Agency with the power to pass Constitutional amendments (by two-thirds majority and with the consent of three-quarters of the states)
- Power to determine the size and structure of the courts
- Power to determine the budgets of the courts
- Responsibility for confirming judicial nominees
- Power to impeach and remove judges
- Power to determine courts' jurisdiction (except Supreme Court's original jurisdiction)
- The appeals process enforces uniform policies in a top-down fashion, but gives discretion in individual cases to low-level judges (The amount of discretion depends upon the standard of review, determined by the type of case being reviewed.)
- May only rule in cases of an actual dispute brought between actual petitioners
- Polices its own members
Maintaining balance
The independence of the executive and legislative branches is partly maintained by the fact that they are separately elected, and are held directly accountable to the public. There are also judicial prohibitions against certain types of interference in each others' affairs. (See "separation of powers" cases in the List of United States Supreme Court cases.) Judicial independence is maintained by life appointments, with voluntary retirement, and a high threshold for removal by the legislature. Recently the accusation of judicial activism has been leveled at some judges, and that the power of interpretation of law is misused.
The legal mechanisms constraining the powers of the three branches depend a great deal on the popular sentiment of the people of the United States. Popular support establishes legitimacy, and makes possible the physical implementation of legal authority. National crises (such as the Civil War, the Great Depression, pre-Pearl Harbor World War II, the Vietnam War) have been the times at which the principle of separation of powers has been most endangered, through official "misbehavior" or through the willingness of the public to sacrifice such principles if more pressing problems are solved. In the present day, the American state is remarkably stable, and all three branches have largely enjoyed their sovereign powers continuously since the founding of the republic.
The system of checks and balancing is also self-reinforcing. Potential abuse of power is deterred and the legitimacy and sustainability of any power grab is undermined by the ability of the other two branches to take corrective action. This is intended to reduce opportunities for tyranny and to increase the general stability of the government.
However, as James Madison wrote in Federalist 51 regarding the ability of each branch to defend itself from actions by the others, "But it is not possible to give to each department an equal power of self-defense. In republican government, the legislative authority necessarily predominates." Bicameralism was, in part, intended to reduce the relative power of the legislature, by turning it against itself, by having "different modes of election and different principles of action." (This is one of the arguments against the popular election of Senators, which was instituted by the Seventeenth Amendment.) But when the legislature is unified, it wields dominant, unbalanced, power over the other branches.
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